HUB Capital Inc. is the dealer with whom your advisor is associated. HUB Capital is registered across Canada as a Mutual Fund dealer and is a member firm of the Mutual Fund Dealers Association of Canada (MFDA), which regulates the operations, business conduct, and standards of practise of all of its member firms. The MFDA's mandate is to enhance investor protection and maintain investor and public confidence in the Mutual Fund industry.
HUB Capital is a “client name” Mutual Fund dealership, which, in essence, means the client (investor) owns the investment in his or her own name directly with the underlying Mutual Fund company, with HUB Capital ensuring efficient and timely trading with the fund companies on behalf of the advisor and their clients (the investor). As a Mutual Fund Dealer, HUB Capital allows for increased convenience and efficiencies, enabling clients to invest across multiple fund companies and investment options, and providing options for the advisor to provide optimum advice when it comes to product selection and diversification.